financial penalties
White-Collar Crime
Morris Gad's $399,187 Insider Trading Settlement
Morris Gad settled SEC charges for insider trading based on tips from Nathan Rosenblatt, paying $399,187 in penalties and accepting a permanent injunction.
Catherine Bell White-Collar CrimeJames S. Eberhart: $2.3M Unregistered Securities Fraud at Debisys
James S. Eberhart fraudulently sold $2.3 million in unregistered securities through Debisys, Inc., resulting in SEC permanent injunction and $76,102 penalty.
Victoria Chase White-Collar CrimeJames Rudolph Insider Trading: $801K Penalty in Tallgrass Energy Case
James Rudolph was charged by the SEC with insider trading related to Tallgrass Energy LP, resulting in penalties totaling $801,742 and permanent injunctions.
Victoria Chase White-Collar CrimeLarry A. Stockett's $1.8M Disclosure Fraud and Scheme
Larry A. Stockett orchestrated a fraudulent scheme involving Hightec, Inc. and The S.I.N.C.L.A.R.E. Group, Inc., resulting in $1.8M in penalties and injunction.
Victoria Chase