insider trading
Gary B. Taffet's $402,739 Insider Trading Penalty
Former New Jersey political figure Gary B. Taffet settled SEC insider trading charges, paying $402,739 in disgorgement, interest, and civil penalties.
Victoria Chase White-Collar CrimeMorris Gad's $399,187 Insider Trading Settlement
Morris Gad settled SEC charges for insider trading based on tips from Nathan Rosenblatt, paying $399,187 in penalties and accepting a permanent injunction.
Catherine Bell White-Collar CrimePeter Dong Zhou's $592,942 Insider Trading & Securities Fraud
Peter Dong Zhou settled SEC charges for insider trading and securities fraud related to China Yingxia International, Inc., paying $592,942 in penalties.
Victoria Chase White-Collar CrimePratima Rajan's $648K Insider Trading Scheme
Pratima Rajan was charged in an SEC insider trading case involving Arjun Sekhri and others that generated $1.8 million in illicit profits, settling for $648,201.
Victoria Chase White-Collar CrimeRoger Kao: $30.8M Syntax-Brillian Insider Trading & Fraud Scheme
Roger Kao (a/k/a Chao Chun Kao) was involved in a $30.8M insider trading and financial fraud scheme at Syntax-Brillian Corporation alongside CEO James Li.
Victoria Chase White-Collar CrimeDavid Plate: Schottenfeld Group Pays $1.2M in Insider Trading Case
David Plate and Schottenfeld Group LLC settled SEC insider trading charges for $1.2 million, including disgorgement, interest, and civil penalties.
Victoria Chase CorruptionWarren J. Soloski: $386K Penalty in Pay Pop Bribery Scheme
Warren J. Soloski involved in SEC case concerning fraudulent bribery scheme and false statements to distribute Pay Pop, Inc. shares. Penalty: $386,997.
Victoria Chase White-Collar CrimeHung Chin: $4.1M Penalty for Hacked Insider Trading Scheme
Hung Chin received a $4.1M penalty for fraudulently trading on hacked nonpublic information from New York law firms, generating nearly $3M in illegal profits.
Victoria Chase White-Collar CrimeFarhang Afsarpour's $386K Insider Trading Penalty
Farhang Afsarpour received a $386,671 penalty in an SEC insider trading case alongside Sasan Sabrdaran, who also faced an officer and director bar.
Victoria Chase White-Collar CrimeSteven Craig Lusardi: $900K Insider Trading Scheme at Restoration Hardware
Steven Craig Lusardi, former Restoration Hardware VP, and three associates charged in insider trading scheme generating over $900K in illegal profits.
Victoria Chase White-Collar CrimeBrian Fettner's $252K Insider Trading Scheme
Brian Fettner illegally profited over $250,000 by trading G&K Services stock using confidential information obtained from a friend, leading to SEC charges.
Victoria Chase White-Collar CrimeNeil Dolinsky: $2M Penalty in Zomax Insider Trading Case
Neil Dolinsky, former Zomax officer, faced SEC insider trading charges resulting in a $2 million penalty. The case involved financial reporting fraud.
Victoria Chase White-Collar CrimeWilliam M. Beecher's $1.9M Revenue Overstatement Fraud
Former i2 Technologies CFO William M. Beecher settled SEC charges for overstating revenues, paying $1.9M and accepting a five-year officer ban.
Victoria Chase White-Collar CrimeDouglas A. Parigian Insider Trading Case: $51,460 Penalty
Douglas A. Parigian was involved in an insider trading scheme with amateur golfers targeting American Superconductor Corporation, settling for $51,460.
Victoria Chase White-Collar CrimeJames Rudolph Insider Trading: $801K Penalty in Tallgrass Energy Case
James Rudolph was charged by the SEC with insider trading related to Tallgrass Energy LP, resulting in penalties totaling $801,742 and permanent injunctions.
Victoria Chase White-Collar CrimeGeorge H. Holley's $312,440 Insider Trading Scheme
George H. Holley and Robert J. Hahn-Baiyor paid $312,440 in penalties for insider trading related to Nipro Corporation's acquisition of Home Diagnostics, Inc.
Victoria Chase White-Collar CrimePeter Cho Insider Trading: $251K Penalty for Virgin America Options
Peter Cho settled SEC charges for insider trading Virgin America Inc. options using confidential information from his fiancée, netting $250K in illegal profits.
Victoria Chase White-Collar CrimeStanford Cohen's $138,800 Insider Trading Settlement
Stanford Cohen settled SEC insider trading charges involving Bed Bath & Beyond securities for $138,800 without admitting or denying the allegations.
Victoria Chase