Oppenheimer & Co. Fined $1.2M in SEC Municipal Bond Case
Oppenheimer & Co. agreed to a $1.2 million consent judgment over SEC findings that the firm failed disclosure obligations in the municipal bond market.
1 article tagged with "Municipal Bonds"
Oppenheimer & Co. agreed to a $1.2 million consent judgment over SEC findings that the firm failed disclosure obligations in the municipal bond market.