Registration Violation

1 article tagged with "Registration Violation"

View of the iconic Petronas Twin Towers reaching towards a vibrant blue sky in Kuala Lumpur.

Aaron B. Fletcher's $200K Municipal Bond Fraud and Violations

Aaron B. Fletcher and Twin Spires Financial LLC penalized $200,000 for fraudulent municipal bond offerings and failure to register as a municipal advisor.

By Victoria Chase March 30, 2026