Joseph Meli's $4M Ponzi Scheme Fraud
Joseph Meli ran a Ponzi scheme that defrauded investors. His wife Jessica Ingber Meli settled with the SEC, disgorging $4 million, while Joseph faces a 78-month prison sentence.
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SEC
6 articles tagged with "SEC"
Nasser Mardini's $1.2M Insider Trading Scheme
Nasser Mardini was charged by the SEC in a Citigroup-linked insider trading scheme involving health care clients, resulting in over $5 million in illegal profits.
Alfred M. Lemcke Sentenced for $843K Investment Fraud Scheme
Alfred M. Lemcke sentenced to 27 months in prison and ordered to pay $843,470 in restitution for defrauding investment clients in Massachusetts.
Patrick H. McCarthy III: $100K Penalty for SEC Fraud & Obstruction
Patrick H. McCarthy III paid $100,000 in civil penalties for antifraud violations of federal securities laws and obstruction of SEC proceedings.
Peter Cho Insider Trading: $251K Penalty for Virgin America Options
Peter Cho settled SEC charges for insider trading Virgin America Inc. options using confidential information from his fiancée, netting $250K in illegal profits.
Stanford Cohen's $138,800 Insider Trading Settlement
Stanford Cohen settled SEC insider trading charges involving Bed Bath & Beyond securities for $138,800 without admitting or denying the allegations.