Saeid Jaberian SEC Pump-and-Dump Judgment 2026
A federal judge finalized a consent judgment against Saeid Jaberian in January 2026 for a pump-and-dump scheme that harmed retail investors nationwide.
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Sec Enforcement
5 articles tagged with "Sec Enforcement"
George Drazenovic SEC Penny Stock Fraud Charges
The SEC charged George John Drazenovic in December 2025 for his role in multiple penny stock pump-and-dump schemes that moved millions through OTC markets.
Kevin Van de Grift SEC Insider Trading Case 2026
The SEC issued a final consent judgment against Kevin A. Van de Grift, imposing $298,000 in penalties for insider trading tied to the Verifone deal.
Oppenheimer & Co. Fined $1.2M in SEC Municipal Bond Case
Oppenheimer & Co. agreed to a $1.2 million consent judgment over SEC findings that the firm failed disclosure obligations in the municipal bond market.
Bernardo Mendia-Alcaraz & Toltec Capital LLC SEC Fraud Case
A federal judge shut down Bernardo Mendia-Alcaraz and Toltec Capital LLC after the SEC linked the firm to a $2.2 million investment fraud scheme.